Acharya Nagarjuna University (ANU) 2005 LL.M Corporate and Securities Laws - VIII - SECURITIES LAW AND INVESTOR PROTECTION - Question Paper

LL.M. (Final) DEGREE EXAMINATION, JULY 2005.
Second Year
Corporate and Securities Laws
Paper VIII - SECURITIES legal regulations AND INVESTOR PROTECTION

Time : 3 hours Maximum : 100 marks

ans any 5 ques..
All ques. carry equal marks.

1. discuss the different legal measures available for protection of investors in India. Are they adequate and effective ?

2. Write a notes on SEBI (Disclosure and Investor Protection ) Guidelines, 2000.

3. elaborate Euro-issues? How are they regulated by SEBI ?

4. elaborate the various types of stock exchanges working in India? Comment on their powers and functions.

5. describe stock-brokers and sub-brokers. How are their activities regulated by SEBI ?

6. Write a note on underwriters and their rights and duties as regulated by SEBI.

7. describe Insider Trading. Write a note on the SEBI (Insider-Trading ) Relating to it.

8. What is Venture Capital FUnd? discuss the Regulations of SEBI relating to it.

9. Critically examine the effectiveness of the NBFC Acceptance of Public Deposits (RBI) Directors, 1998.

10. Write short notes on any 2 of the subsequent :
(a) Custodian of securities.
(d) Foreign Investment Promotion Board
(c) Bankers to an problem
(d) Buy- back of securities.

Earning:   Approval pending.