Other Bachelor Degree-Bachelor of Social Legal Science (B.S.L) 10th Sem INVESTMENTAND SECURITIES LAWS(University of Pune, Pune-2013)

V - B.S.L. (Semester - X)

(Fifth Year of Five Year Law Course)

INVESTMENTAND SECURITIES LAWS

(2003 Pattern) (Optional Paper - 37 (d))

 

Time :3 Hours]                                                                                               [Max. Marks :100

 

Instructions to the candidates :

1)      Question No. 8 (Eight) is compulsory. Out of the remaining attempt any five

questions.

2)      Figures to the right indicate full marks.

 

Q1) Trace the history of capital markets in India.                                              [16]

 

Q2) State and explain the classification of securities.                                        [16]

 

Q3) Define ‘debenture’ and discuss the kinds of debentures.                         [16]

 

Q4) Define ‘Prospectus’ and state disclosures to be made in prospectus. [16]

 

Q5) Explain the powers and functions of the securities and Exchange Board

(SEBI) under the Securities and Exchange Board of India Act, 1992. [16]

 

Q6) Discuss the law regulating investment by financial institutions and foreign

financial institutions.                                                                                                [16]

 

Q7) Explain the concept of primary market and discuss the benefit of primary

market to companies and investors.                                                             [16]

 

Q8) Write short notes on any two of the following :                                         [20]

 

a) Demutualisation of Stock Exchange.

b) Salient features of the Depositories Act, 1996.

c) Grant of Recognition to stock Exchange under the securities contracts

(Regulation) Act, 1956.

d) Over The Counter Exchange of India (OTCEI) issues.

e) Spot delivery contract. 

Earning:  ₹ 7.05/-