B.Com-B.Com 3rd Sem Financial Market Operations(Guru Nanak Dev University, Amritsar, Punjab-2013)

Section – A

Attempt any TEN questions. Every question carries 1 mark.

(a) Distinguish between money lenders and indigenous bankers.

(b) Merchant Banking.

(c) Acceptance houses.

(d) Pre-emptive right.

(e) Irregular allotment.

(f) Institutional Underwriting.

(g) Tresury Bills.

(h) Stock dividend.

(i) Objectives of SEBI Act 1992.

(j) Speculators.

(k) Benefits of Mutual Funds.

(l) Services offered by EXIM.

Section – B

Attempt any two questions. Every question carries 10 marks.

2. What are the important features of Indian Money Market? Show how the Indian Money Market is an underdeveloped one.

3. Discuss in detail the origin, growth and weaknesses of Stock Exchanges in India.

4. Explain the steps involved and procedures adopted in the floatation of new issues in the market.

5. who is Stock Broker ? Explain the functions of a Broker.

Section – C

Attempt any two, every question carries 10 marks.

6. "SEBI" has played a strong role for the improvement of secondary market in India". Comment.

7. Explain the meaning and significance of term "depositories". What type of securities do depositories provide?

8. Write a brief note on the Depositories Act, 1996.

9. Write short notes on the following:-

(a) Products and services offered by IDBI and NABARD

(b) Company Law Board