B.B.A-B.B.A CAPITAL MARKET LAWS(Alagappa University - Directorate of Distance Education-2012)

DISTANCE EDUCATION
B.B.A. (CS)/B.B.A. (CS) (Lateral) DEGREE EXAMINATION, MAY 2012.
CAPITAL MARKET LAWS
(2005 onwards)
Time : Three hours Maximum : 100 marks
SECTION A — (5 × 8 = 40 marks)
Answer any FIVE questions.
1. State the features of Indian capital Market.
2. What do you mean by Listing of Securities?
3. What are the objectives of OTCEI?
4. Explain the objectives and organization of SEBI?
5. State the reforms introduced recently by SEBI in the secondary market.
6. Outline the problems of investors in secondary market.
7. State the important weakness of Indian capital market in the recent past.
8. Outline the services of Merchant Brokers.
SECTION B — (4 × 15 = 60 mark
Answer any FOUR questions.
9. Discuss the steps taken by SEBI in the primary market
towards investors protection.
10. Explain the role of various institutional agencies available in Capital Market.
11. Explain the types of speculators in Stock Exchange.
12. How is IPO made through online system?
13. Write short notes on :
(a) Depository
(b) Insider trading
(c) Options
14. Discuss the SEBI regulations on Issue of Debentures.
15. Give an account of :
(a) Trading on NSE
(b) Share transfer Agents.

Earning:  ₹ 3.55/-