Other Bachelor Degree-Bachelor of Corporate Secretaryship CAPITAL MARKET LAWS (Alagappa University - Directorate of Distance Education-2012)

DISTANCE EDUCATION
B.C.S. DEGREE EXAMINATION, MAY 2012.
CAPITAL MARKET  LAWS
Time : Three hours Maximum : 100 marks
SECTION A — (5 × 8 = 40 marks)
Answer any FIVE questions.
1. Differentiate capital market form money market and foreign exchange market.
2. Compare OTCEI with other stock exchanges in India.
3. Explain the procedure for listing of companies.
4. What are the powers of central government on stock exchanges?
5. What are the objectives of establishing NSE?
6. Who are brokers and sub-brokers? Explain their eligibility and working.
7. Write a note on the evolution of capital market in India.
8. Explain the structure and regulation of capital market.
SECTION B — (4 × 15 = 60 marks)
Answer any FOUR questions.
9. Discuss the role of various intermediaries in the primary market.
10. Discuss the bye -laws if recognition in stock exchanges.
11. Discuss the role and functions of SEBI.
12. Highlight the constitution and establishment of SEBI.
13. Describe the functioning of NSE and its trading procedures.
14. What are the measures taken by SEBI and central government to promote capital market?
15. Write short notes on:
(a) High powered committee on recommendation for stock exchanges.
(b) Market making.
(c) Role of brokers and sub-brokers.

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