Association of Mutual Funds in India (AMFI) 2007 AMFI Mutual Fund Basic Module - Question Paper
Saturday, 02 February 2013 09:05Web
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Announcing the launch of the scheme
Giving detailed info about the scheme
Explaining the risk factors of the scheme
Giving the fund manager's investment outlook for the next quarter
15. The offer document for a scheme remains valid even if
(2-Mark)
The AMC is reconstituted
Entry or exit loads are changed
The scheme's NAV modifications
New plans are added to existing schemes
16. Standard risk reactors are the ones
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Which are uniformly applicable for any mutual fund scheme
various for various schemes
Which are made by a "standards" committee
None of the above
17. The prospectus or offer document containing the details of a new scheme is 1st registered with the
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AMFI
SEBI
Bombay Stock Exchange
Ministry of Finance
18. A scheme's policy on dividends and distribution
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Is decided by the fund manager as per the market outlook
Can be changed to suit the requirements of the AMC
Need not be consistent
Should be disclosed at the time of initial launch
19. The subsequent need not be covered in a Key info Memorandum
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Risk Factors
Opening and earliest closing date of the initial offer
Disclaimer clause
Functions and responsibilities of the sponsor, trustees, AMC and Custodian responsibilities
20. The subsequent are not termed as "sales practices"
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Agents commission
Before-and after-sales service to investors
Advertising of schemes
Stock broking
21. Which of the subsequent sales practices is prescribed by regulation
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AMFI Code of Ethics
SEBI Advertising
AMFI's Code for Agents
None of the above
22. Which of the subsequent document, a Mutual Fund distributor needs to refer to obtain out eligible category of investors in a particular Mutual Fund Scheme
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SEBI Regulations Manual
AMFI booklet
Offer document
RBI Guidelines
23. Which of the subsequent is not actual
(2-Mark)
Companies can invest in mutual fund schemes
Registered societies can invest in mutual fund schemes
NRI can not invest in mutual fund
| Earning: Approval pending. |
