Association of Mutual Funds in India (AMFI) 2008 AMFI Mutual Fund Basic Module Model Mock Test Q - Question Paper

d. Does not have to track stocks

23 . Which of the subsequent is not considered for tech. analysis
a. Historical data on the company's share price
b. The company share's trading quantity
c. Current market sentiment
d. The company's regulatory environment

24 . Equity derivative instruments are
a. Shares
b. Bonds
c. Contracts
d. Notes

25 . Certificates of Deposits (CD’s) are issued by
a. Regional Rural Banks
b. Corporates
c. Scheduled commercial banks
d. None of the above

26 . Coupon of a debt security refers to
a. A piece of paper attached to the certificate
b. The return on investor would earn
c. The amount rate of interest paid on par value of the bond
d. None of the above

27 . Are Overseas Corporate Bodies allowed to invest in Mutual Funds?
a. No
b. Yes
c. If Ministry of Finance approves
d. If AMFI approves

28 . What document Mutual Fund distributors need to refer for finding out eligible category of investors in a particular Mutual Funds Scheme?
a. SEBI Regulations Manual
b. AMFI booklet
c. Offer document
d. RBI Guidelines

29 . If the AMC is managing a fund for the 1st time, this info can be obtained in
a. newsprints
b. SEBI
c. AMFI Newsletter
d. Offer document

30 . Mutual Funds often use their own employees to mobilise funds from
a. Retail investors
b. High Networth individuals/institutional investors
c. All investors
d. Foreign investors

31 . Who is writer of the book “ The Intelligent Investor “?
a. Benjamin Graham
b. Peter Lynch
c. John Templeton
d. Warren Buffet

32 . The transition phase of an investor’s wealth cycle is when the
a. Financial goals have been already met.
b. The investor has retired.
c. Financial goals are approaching
d. Investor suddenly gets a windfall

33 . Of these, which is an example of a passive fund management strategy
a. Duration Management
b. Buy and Hold
c. Credit Selection
d. Prepayment Selection

34 . The evaluation norm for non-investment grade, performing assets is done:
a. On YTM basis using the CRISIL evaluation methodology

Earning:   Approval pending.