Institute of Chartered Financial Analysts of India (ICFAI) University 2006 Certification Finance Security Analysis – I - Question Paper

III. Every recognized stock exchange is made liable to collect the tax from the purchaser who enters into the specified transaction in that exchange.

(a) Only (I) above (b) Only (II) above

(c) Only (III) above (d) Both (II) and (III) above

(e) All (I), (II) and (III) above.
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6.
All the trade, whose obligations the trading member proposes to pass on to the custodian is forwarded to the custodian by NSCCL for their confirmation. The custodian is needed to confirm these trades on

(a) T day basis (b) T + one days basis

(c) T + two days basis (d) T + three days basis

(e) T + five days basis.
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7.
Which of the subsequent characteristics is actual with regard to B2 group of shares at BSE?

(a) Non-compliance with listing norms

(b) Non-submission of quarterly outcomes and annual reports

(c) Companies in this group are small or show poor profits

(d) Failure to redress investor complaints

(e) Non-fixation of book closure.
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8.
Which of the subsequent entry barriers is not considered as natural?

(a) Labor intensive (b) Capital intensive

(c) Control over raw material (d) Learning curve

(e) Economies of scale.
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9.
Which of the subsequent forecasting methods has limited relevance in a planned economy?

(a) Econometric model building approach (b) Lead indicator approach

(c) GNP model building approach (d) Diffusion indices approach

(e) Lag-linear model.
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10.
Which of the subsequent shows the presence of an intense rivalry in a particular industry?

Earning:   Approval pending.