University of Pune 2011-4th Sem M.Com Commerce PUNE UNIVERSITY, , CAPITAL KETS AND FINANCIAL SERVICES - Question Paper

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M.Com. (sEMESTER - IV) Examination, 2011
CAPITAL MARKETS AND FINANCIAL SERVICES
(2008 Pattern) (New)
(Compulsory Paper)


Time : three Hours
Max. Marks : 100

Instructions: 1) All ques. are compulsory.
2) All ques. carrry equal marks.

1. What do you mean by 'Capital Market'? State and define different instruments in capital market.

OR

1. A) discuss the characteristics of capital market.
B) define in detail the Forward Contracts.

2. What is stock Market? define in detail the primary market and secondary market.

OR

2. Write notes on:
A) Bombay Stock Exchange (BSE)
B) Over the Counter Exchange of India (OJCEI).

3. discuss the term 'Mutual Funds'. define in detail the different kinds of Mutual Funds.

OR

3. What is Credit Rating? define in detail the different credit rating institutions.

4. What is securities and Exchange Board of India (SEBI)? discuss the powers and functions of SEBI.

OR

4. A) discuss the advantages of listing.
B) discuss the term External Commercial Borrowing (ECB).

5. Write short notes on (any four)

a) Structure of Capital Market
b) National Stock Exchange.
c) Central Listing Authority (CLA) Regulation - 2003.
d) Portfolio Management.
e) Background of SEBI.
f) Foreign Institutional Investors (FIIs).

Earning:   Approval pending.