Bharathiar University 2008 M.Com Accounting and Finance , /(CA) - Question Paper

INDIAN STOCK EXCHANGE

MAXIMUM: 75 MARKS

ans ALL ques..

part A (10*1 = 10)

1. The increasing pattern in the price of shareds in known as
(a) Bullish pattern (b) Bearish pattern (c) Stagnant (d) None

2. Which provide the holder the right to sell a certain no. of shares at aspecidfic price with in a limited time is
called
(a) Put choice (b) Call choice (c) Put and call choice (c) None

3. The Securities Contracts (Regulastion) Rules was passed in the year
(a) 1956 (b) 1957 (c) 1966 (d) 1950

4. NSE was incorporated in the year
(a) 1992 (b) 1996 (c) 1988 (d) 1990

5. Investigating in securities and waiting for the long time to get profit is called
(a) Speculation (b) Gambling (c) Investment (d) None

6. Insider trading is permissible.

7. The company which goes for public problem has to list its share in the stock exchange.

8. SEBI has the power to cointrol the members of the stock exchange.

Fill in the Blanks:

9. IPO Stands for ___________.

10. Sensex stands for ______________.


part B (5*5 = 25)

11 (a) What is stock Exchange?
(or)
(b) What is the difference ranging from jobber and broker?

12. (a) elaborate he qualifications for the membership under Securities Contract (Regulation) Act 1956?
(or)
(b) Who are all prmoters of NSE?

13 (a) What is listing?
(or)
(b) What is speculation?

14. (a) discuss the powers of SEBI over the stock Exchange.
(or)
(b) discuss the provisions of Securities Contract (Regulation) Act relating to control over contract and
choices in securities.

15. (a) What is internet Stock trading?
(or)
(b) elaborate the disadvantages of online trading activities?

part -C (5*8 =40)

16. (a) discuss the functions of stock exchanges.
(or)
(b) discuss the methods of transaction in the stock exchange.

17. (a) discuss the driving forces for demutualization of Indian Stock Exchanges
(or)
(b) discuss the functions of NSE.

18. (a) discuss the procedures for listing of securities in the stock exchange.
(or)
(b) elaborate the issues of investors and discuss the mesures for investors Protection?

19. (a) discuss the functions of SEBI.
(or)
(b) discuss the important provision of Securities Contract (Regulation) Act, 1956.

20. (a) discuss procedures for trading of securities in the stock exchang in the Current scenario.
(or)
(b) elaborate the advantages of online trading?

Earning:   Approval pending.