L.L.B-L.LB General 6th Sem INVESTMENT AND SECURITIES LAWS(University of Pune, Pune-2013)
III - LL.B. (Semester - VI)
SEAT No. :
[Total No. of Pages : 1
INVESTMENT AND SECURITIES LAWS
(2003 Pattern) (Optional Paper - 28 (a))
Time : 3 Hours] [Max. Marks : 100
Instructions to the candidates :
1) Question No. 8 (Eight) is compulsory. Out of the remaining attempt any Five
questions.
2) Figures to the right indicate full marks.
Q1) Trace the growth of the securities market after the independence of India.
What factors have contributed to the fast growth of the securities market?[16]
Q2) State and explain the classification of securities. [16]
Q3) Examine the powers and functions of the (SEBI) Board under the securities
and Exchange Board of India Act, 1992. [16]
Q4) Define ‘Prospectus’ and discuss the contents of prospectus. [16]
Q5) Define Debenture and distinguish between debenture and share. [16]
Q6) Explain the main provisions of the securities contracts (Regulation) Act,
1956. [16]
Q7) Explain the concept of primary market. Who are the players of the primary
market? What are the advantages to the issuing company if the shares are
listed in the primary market. [16]
Q8) Write short notes on any two of the following : [20]
a) Investment by foreign financial institutions and financial institutions.
b) Over the counter Exchange of India.
c) Derivatives.
d) Need for securities legislation and investor protection.
e) Badla contract.
f) Main provisions of Depositories Act.
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